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Policy and Regulatory Commentary
Washington Update: The House is Likely to Impeach the President. Then What?
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So U.S. House Speaker Nancy Pelosi (D-Calif.) and the Democratic caucus in the House of Representatives are moving forward with an impeachment inquiry. And, according to a growing number of polls – even a recent one by Fox News, which showed a majority of Americans support the House’s decision to pursue the inquiry – the American people are with them.
Policy and Regulatory Commentary
Washington Update: Reg BI - A Case Study in Politically Fueled Regulatory Whiplash
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Earlier this week, a U.S. district court in New York state dismissed a consolidated lawsuit that had sought to halt implementation of the U.S. Securities and Exchange Commission’s (SEC) Regulation Best Interest (Reg BI) rule.
Policy and Regulatory Commentary
Washington Update: Impeachment - A Bust for Legislation, a Boon for Regulation
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Normally, news of a sitting U.S. congressman resigning from office just before he pleads guilty to insider trading charges would consume much of the conversation inside the Beltway. But these, of course, are not normal times.
Regulatory Education
Envestnet & Eversheds Sutherland Regulatory Education Program - Webinar 1
Watch the webinar replays from Envestnet & Eversheds Sutherland's 3-Part Regulatory Education Program.
Policy and Regulatory Commentary
Washington Update: Based on Presidential Primaries Past, The Democratic Race is Still Wide Open
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Given events in Washington over the last several days, you might be expecting a deep dive into the impeachment process. While we spent some time walking through the intricacies and history of the process in April, there will no doubt be much more to say on the issue in the weeks ahead as events transpire at the Capitol. Today, though, we take a break from Washington for a visit to the campaign trail.
Policy and Regulatory Commentary
Washington Update: Washington Isn’t Prepared for a Recession
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The Business Roundtable announced this week that, in its latest reading, the organization’s CEO Economic Outlook Index had its biggest quarterly decline in seven years. Business Roundtable President and CEO Joshua Bolton said, “American businesses now have their foot poised above the brake, and they're tapping the brake periodically.”
Regulatory Education
Thought Leadership Report: The New SEC Standards
This article provides a high-level summary of the rulemaking package and explores its implications for registered investment advisors and dual registrants.