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Regulatory Education
Thought Leadership Report: Enforcement and Litigation Risks
This article provides a high-level overview of how the SEC enforces the federal securities laws and the rules thereunder, and the enforcement and litigation risks presented by the rulemaking package.
Policy and Regulatory Commentary
Washington Update: The President’s Man
This piece is approved to use with clients.
Eighteen years ago this week, in the wake of the Sept. 11, 2001 terrorist attacks against his city, Rudy Giuliani’s approval ratings stood at an incredible 79 percent. He was dubbed “America’s Mayor,” appeared on Saturday Night Live, and was named by Time as its “Person of the Year” in 2001.
Regulatory Education
Envestnet & Eversheds Sutherland Regulatory Education Program - Webinar 2
Envestnet is excited to announce our partnership with Eversheds Sutherland. As a global top 15 law practice, Eversheds Sutherland provides the legal advice and strategic alignment that clients need from their advisors for the best outcomes.
Policy and Regulatory Commentary
Washington Update: The House is Likely to Impeach the President. Then What?
This piece is approved to use with clients.
So U.S. House Speaker Nancy Pelosi (D-Calif.) and the Democratic caucus in the House of Representatives are moving forward with an impeachment inquiry. And, according to a growing number of polls – even a recent one by Fox News, which showed a majority of Americans support the House’s decision to pursue the inquiry – the American people are with them.
Policy and Regulatory Commentary
Washington Update: Reg BI - A Case Study in Politically Fueled Regulatory Whiplash
This piece is approved to use with clients.
Earlier this week, a U.S. district court in New York state dismissed a consolidated lawsuit that had sought to halt implementation of the U.S. Securities and Exchange Commission’s (SEC) Regulation Best Interest (Reg BI) rule.
IN MEMORIAM - Jud Bergman Chairman and Chief Executive Officer (1957-2019)
It is with immeasurable sadness that we share the news that Jud Bergman, our Chairman and Chief Executive Officer, passed away as the result of a terrible car accident on Thursday, Oct. 3. His wife, Mary Miller, also sadly perished in this tragedy. As Envestnet’s founder, Jud was a remarkable leader whose vision, brilliance and drive built the foundation for Envestnet’s success.
Policy and Regulatory Commentary
Washington Update: Impeachment - A Bust for Legislation, a Boon for Regulation
This piece is approved to use with clients.
Normally, news of a sitting U.S. congressman resigning from office just before he pleads guilty to insider trading charges would consume much of the conversation inside the Beltway. But these, of course, are not normal times.